Plan Snapshot
- Plan Sponsor: Gavin De Becker & Associates, L.P
- Sponsor EIN: 954609845
- Sponsor Address: 7970 FREDERICKSBURG RD, SAN ANTONIO, TX, 78229
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 967
- Total Assets: $41.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 967 | $41.0M | $0 | $0 |
| 2024 | 622 | $35.3M | $269,541 | $3.2M |
| 2023 | 561 | $31.6M | $266,643 | $3.0M |
| 2022 | 572 | $26.6M | $276,928 | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY GLOBAL BANKING | Investment Advisor | $34,303 | — | $34,303 |
| STRATEGIC ADVISERS LLC | Investment Advisor | $31,048 | — | $31,048 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $24,484 | — | $24,484 |
| HOLTHOUSE CARLIN& VAN TRIGT LLP | Auditor | $11,250 | — | $11,250 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $101,085
- Estimated Expense Ratio: 0.246% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,122,656 | $31,048 | — | $11,250 | — |
| 2024 | $90,792 | $65,965 | $600 | $10,925 | — |
| 2023 | $73,094 | $22,378 | — | $8,550 | — |
| 2022 | $72,929 | $22,187 | — | — | — |