Plan Snapshot
- Plan Sponsor: Gary D. Nelson Associates, INC.
- Sponsor EIN: 941726599
- Sponsor Address: 100 SMITH RANCH RD - UNIT #309, SAN RAFAEL, CA, 94903
- Plan Type: 401(k)
- Total Participants: 519
- Total Assets: $16.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 519 | $16.8M | $0 | $1.4M |
| 2023 | 248 | $18.1M | $0 | $1.3M |
| 2022 | 175 | $16.9M | $50,578 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION ASSURANCE, LLP | Auditor | $14,641 | — | $14,641 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $14,641
- Estimated Expense Ratio: 0.087% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,510 | $37,453 | $11,713 | $14,641 | — |
| 2023 | $78,433 | $36,198 | $26,246 | — | — |
| 2022 | $61,880 | $36,569 | $5,840 | — | $19,471 |