Plan Snapshot
- Plan Sponsor: Galloway & Company, INC.
- Sponsor EIN: 841072642
- Sponsor Address: 5500 GREENWOOD PLAZA BLVD, STE 200, GREENWOOD VILLAGE, CO, 80111
- Plan Type: 401(k)
- Total Participants: 285
- Total Assets: $29.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 285 | $29.3M | $1.5M | $2.1M |
| 2023 | 292 | $24.2M | $1.3M | $1.9M |
| 2022 | 246 | $18.6M | $1.2M | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | INVESTMENT ADVISOR | $63,279 | — | $63,279 |
| RESOURCES INVESTMENT ADVISORS | INVESTMENT ADVISOR | $59,871 | — | $59,871 |
| EMPOWER ANNUITY INSURANCE | RECORDKEEPER | $33,470 | — | $33,470 |
| THE FINWAY GROUP | CONTRACT ADMIN | $25,424 | — | $25,424 |
| CLIFTONLARSONALLEN, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $182,044
- Estimated Expense Ratio: 0.622% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $159,147 | $158,135 | $1,012 | — | — |
| 2023 | $127,829 | $95,220 | $17,399 | — | — |
| 2022 | $117,486 | — | — | — | $117,486 |