Plan Snapshot
- Plan Sponsor: Gallagher & Kennedy, P.A.
- Sponsor EIN: 860489397
- Sponsor Address: 2575 EAST CAMELBACK ROAD, PHOENIX, AZ, 85016
- Plan Type: 401(k)
- Total Participants: 92
- Total Assets: $89.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 92 | $89.4M | $1.1M | $1.2M |
| 2023 | 94 | $82.8M | $1.2M | $1.2M |
| 2022 | 88 | $69.0M | $990,521 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TCP ASSET MANAGEMENT | Other Service Provider | $15,012 | — | $15,012 |
| STOKER OSTLER WEALTH ADVISORS | Other Service Provider | $9,739 | — | $9,739 |
| VOYA RETIREMENT ADVISORS, LLC | Other Service Provider | $6,711 | — | $6,711 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,462
- Estimated Expense Ratio: 0.035% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,774 | $6,649 | $1,125 | — | — |
| 2023 | $10,186 | $5,499 | $4,687 | — | — |
| 2022 | $10,625 | $5,438 | $5,187 | — | — |