Plan Snapshot
- Plan Sponsor: Gabelli Associates Limited Iie
- Sponsor EIN: 981312970
- Sponsor Address: 191 MASON STREET, GREENWICH, CT, 06830
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $114.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $114.5M | $0 | $0 |
| 2024 | 0 | $111.9M | $0 | $0 |
| 2023 | 0 | $114.0M | $0 | $0 |
| 2022 | 0 | $125.1M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GABELLI & CO. INVESTMENT ADVISORS | Investment Advisor | $2,382,690 | — | $2,382,690 |
| BNP PARIBAS FINANCIAL SERVICES | Recordkeeper | $99,976 | — | $99,976 |
| PRICEWATERHOUSE COOPERS CAYMAN | Auditor | $43,382 | — | $43,382 |
| GRASSI & CO. | Other Service Provider | $34,576 | — | $34,576 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,560,624
- Estimated Expense Ratio: 2.237% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $14,204,055 | $2,382,690 | $99,971 | $43,382 | — |
| 2024 | $1,947,711 | $1,160,699 | $101,205 | $42,765 | — |
| 2023 | $1,993,062 | $1,469,481 | $112,838 | $45,455 | — |
| 2022 | $1,640,308 | $1,271,297 | $115,979 | — | $67,928 |