Plan Snapshot
- Plan Sponsor: Fuss & Oneill, INC.
- Sponsor EIN: 060845648
- Sponsor Address: 1 FINANCIAL PLAZA, HARTFORD, CT, 06103
- Plan Type: DC
- Total Participants: 0
- Total Assets: $81.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $81.2M | $1.5M | $4.1M |
| 2023 | 369 | $72.6M | $1.5M | $3.4M |
| 2022 | 340 | $63.2M | $1.7M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | RECORDKEEPER | $89,403 | — | $89,403 |
| CREATIVE PLANNING HOLDCO LLC | INVESTMENT ADVISOR | $64,007 | — | $64,007 |
| PASI, LLC | CONTRACT ADMIN | $12,440 | $10,000 | $22,440 |
| JANNEY MONTGOMERY SCOTT LLC | INVESTMENT ADVISOR | $18,953 | — | $18,953 |
| FUSS & O NEILL INC | OTHER | $14,650 | — | $14,650 |
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JANNEY MONTGOMERY SCOTT LLC — INVESTMENT ADVISOR
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $209,453
- Estimated Expense Ratio: 0.258% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,957 | — | $9,957 | — | — |
| 2023 | $89,146 | — | $89,146 | — | — |
| 2022 | $96,201 | — | $96,201 | — | — |