Plan Snapshot
- Plan Sponsor: Freixenet Sonoma Caves, INC.
- Sponsor EIN: 942851882
- Sponsor Address: PO BOX 1427, SONOMA, CA, 954760014
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $19.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $19.2M | $385,435 | $1.4M |
| 2023 | 169 | $16.4M | $383,528 | $1.4M |
| 2022 | 161 | $18.2M | $342,841 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $85,055 | — | $85,055 |
| CENTAURS FINANCIAL INC | INVESTMENT ADVISORY | — | $42,522 | $42,522 |
| CLIFTONLARSONALLEN, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $127,577
- Estimated Expense Ratio: 0.666% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $85,056 | — | $85,056 | — | — |
| 2023 | $87,821 | — | $87,821 | — | — |
| 2022 | $91,098 | — | $91,098 | — | — |