Plan Snapshot
- Plan Sponsor: Frank Liquor Company, INC.
- Sponsor EIN: 390961308
- Sponsor Address: 2115 PLEASANT VIEW ROAD, MIDDLETON, WI, 53562
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,296
- Total Assets: $91.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,296 | $91.3M | $0 | $0 |
| 2024 | 1,011 | $82.0M | $1.4M | $4.8M |
| 2023 | 977 | $77.0M | $1.4M | $4.5M |
| 2022 | 930 | $67.5M | $1.2M | $4.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $101,260 | — | $101,260 |
| WEALTHSPIRE RETIREMENT ADVISORY | Investment Advisor | $82,316 | — | $82,316 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $183,576
- Estimated Expense Ratio: 0.201% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $11,309,748 | $82,316 | $900 | — | — |
| 2024 | $168,325 | $77,464 | $300 | — | — |
| 2023 | $137,815 | $69,692 | $300 | — | — |
| 2022 | $166,603 | — | — | — | — |