Plan Snapshot
- Plan Sponsor: Fox Valley Surgical Associates, Ltd
- Sponsor EIN: 361141203
- Sponsor Address: 2000 E. MILESTONE DR., APPLETON, WI, 54913
- Plan Type: 401(k)
- Total Participants: 104
- Total Assets: $25.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 104 | $25.5M | $1.4M | $856,400 |
| 2023 | 93 | $21.0M | $1.1M | $765,835 |
| 2022 | 132 | $18.3M | $1.2M | $732,829 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTH STAR ASSET MANAGEMENT, INC. | Investment Advisor | $75,486 | — | $75,486 |
| AMERICAN TRUST COMPANY | Recordkeeper | $9,784 | — | $9,784 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $85,270
- Estimated Expense Ratio: 0.334% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $86,667 | $75,486 | — | — | — |
| 2023 | $69,283 | $61,711 | — | — | — |
| 2022 | — | — | — | — | — |