Plan Snapshot
- Plan Sponsor: Foley Family Wines, INC.
- Sponsor EIN: 260823176
- Sponsor Address: 200 CONCOURSE BLVD., SANTA ROSA, CA, 95403
- Plan Type: 401(k)
- Total Participants: 632
- Total Assets: $47.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 632 | $47.8M | $1.3M | $4.6M |
| 2023 | 655 | $40.0M | $1.3M | $4.3M |
| 2022 | 710 | $28.1M | $1.4M | $4.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $106,699 | — | $106,699 |
| GLOBAL RETIREMENT PARTNERS LLC | ADVISOR | $61,338 | — | $61,338 |
| WELLTH ADVISORY SERVICES LLC | ADVISOR | $22,788 | — | $22,788 |
| RUBINBROWN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GLOBAL RETIREMENT PARTNERS LLC — ADVISOR
- RUBINBROWN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $190,825
- Estimated Expense Ratio: 0.399% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $190,825 | $84,126 | — | — | — |
| 2023 | $169,536 | $80,209 | — | — | — |
| 2022 | $149,346 | — | — | — | — |