Plan Snapshot
- Plan Sponsor: Flaherty & Collins, INC.
- Sponsor EIN: 351893287
- Sponsor Address: ONE INDIANA SQUARE, INDIANAPOLIS, IN, 462042003
- Plan Type: 401(k)
- Total Participants: 355
- Total Assets: $12.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 355 | $12.8M | $433,206 | $1.3M |
| 2023 | 345 | $11.0M | $461,572 | $1.2M |
| 2022 | 349 | $8.8M | $356,950 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORVIS MAZARS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $75,015 | — | $75,015 | — | — |
| 2023 | $61,600 | — | $61,600 | — | — |
| 2022 | $53,009 | — | $53,009 | — | — |