Plan Snapshot
- Plan Sponsor: Fisher & Arnold, INC.
- Sponsor EIN: 621257853
- Sponsor Address: 9180 CRESTWYN HILLS DRIVE, MEMPHIS, TN, 381258502
- Plan Type: 401(k)
- Total Participants: 136
- Total Assets: $12.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 136 | $12.5M | $251,565 | $642,280 |
| 2023 | 137 | $11.1M | $251,397 | $627,186 |
| 2022 | 133 | $9.3M | $219,892 | $579,233 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA INVESTMENT ADVISORS LLC | NONE | $27,764 | — | $27,764 |
| STANCORP FINANCIAL GROUP | NONE | $26,750 | — | $26,750 |
| FOUTS & MORGAN | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCORP FINANCIAL GROUP — NONE
- FOUTS & MORGAN — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,514
- Estimated Expense Ratio: 0.436% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,304 | — | $33,304 | — | — |
| 2023 | $3,192 | — | $3,192 | — | — |
| 2022 | $2,830 | — | $2,830 | — | — |