Plan Snapshot
- Plan Sponsor: First Trust Portfolios L.P.
- Sponsor EIN: 363768815
- Sponsor Address: 120 E LIBERTY DRIVE, STE 400, WHEATON, IL, 60187
- Plan Type: 401(k)
- Total Participants: 1,090
- Total Assets: $360.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,090 | $360.3M | $3.6M | $20.2M |
| 2023 | 1,058 | $295.3M | $3.2M | $18.4M |
| 2022 | 982 | $234.9M | $3.0M | $16.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DELOITTE & TOUCHE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DELOITTE & TOUCHE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,277 | — | — | — | — |
| 2023 | $46,576 | $12,858 | — | — | — |
| 2022 | $38,764 | $7,115 | — | — | $31,649 |