Plan Snapshot
- Plan Sponsor: Finra
- Sponsor EIN: 530088710
- Sponsor Address: 1700 K STREET, NW, WASHINGTON, DC, 20006
- Plan Type: DB
- Total Participants: 1,065
- Total Assets: $535.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,065 | $535.0M | $20.0M | $0 |
| 2023 | 1,224 | $530.0M | $0 | $0 |
| 2022 | 1,271 | $479.3M | $17.4M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AON CONSULTING INC. | Recordkeeper | $438,671 | — | $438,671 |
| PACIFIC INVESTMENT MANAGEMENT | Other Service Provider | $286,350 | — | $286,350 |
| WELLINGTON TRUST COMPANY, NA | Other Service Provider | $221,665 | — | $221,665 |
| AON INVESTMENTS USA, INC. | Other Service Provider | $189,835 | — | $189,835 |
| VAUGHAN NELSON INVESTMENT MGMT LP | Other Service Provider | $115,865 | — | $115,865 |
| BLACKROCK INSTITUTIONAL TRUST CO. | Other Service Provider | $100,473 | — | $100,473 |
| THE BANK OF NEW YORK MELLON | Other Service Provider | $100,130 | — | $100,130 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- AON CONSULTING INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,452,989
- Estimated Expense Ratio: 0.272% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,689,940 | $914,188 | — | — | — |
| 2023 | $1,670,934 | $842,296 | — | — | — |
| 2022 | $1,250,605 | $580,269 | — | — | $381,729 |