Plan Snapshot
- Plan Sponsor: Finley & Cook, P.L.L.C.
- Sponsor EIN: 730604334
- Sponsor Address: 601 N. BROADWAY, SHAWNEE, OK, 74802
- Plan Type: 401(k)
- Total Participants: 182
- Total Assets: $17.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 182 | $17.6M | $394,806 | $774,455 |
| 2023 | 174 | $15.5M | $370,988 | $713,101 |
| 2022 | 196 | $13.1M | $378,962 | $698,419 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | Recordkeeper | $51,258 | — | $51,258 |
| BANCFIRST | Custodian / Trustee | $49,697 | — | $49,697 |
| EMPLOYEE BENEFITS GROUP, LLC | Recordkeeper | — | $10,000 | $10,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EMPLOYEE BENEFITS GROUP, LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,955
- Estimated Expense Ratio: 0.631% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $97,890 | — | $48,193 | — | — |
| 2023 | $81,638 | — | — | — | — |
| 2022 | $89,063 | $44,253 | $44,810 | — | — |