Plan Snapshot
- Plan Sponsor: Fineos Corporation
- Sponsor EIN: 043512701
- Sponsor Address: 756 W PEACHTREE ST NW, ATLANTA, GA, 30308
- Plan Type: 401(k)
- Total Participants: 191
- Total Assets: $31.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 191 | $31.3M | $1.4M | $2.7M |
| 2023 | 230 | $25.3M | $1.4M | $2.8M |
| 2022 | 243 | $18.1M | $1.6M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH | Investment Advisor | — | $69,580 | $69,580 |
| ASCENSUS | Recordkeeper | — | $23,860 | $23,860 |
| MARINER WEALTH ADVISORS | Investment Advisor | — | $15,603 | $15,603 |
| VOYA RETIREMENT ADVISORS, LLC | Investment Advisor | $7,562 | — | $7,562 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $116,605
- Estimated Expense Ratio: 0.373% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $124,898 | — | $124,898 | — | — |
| 2023 | $97,892 | — | $97,892 | — | — |
| 2022 | $72,173 | — | $72,173 | — | — |