Plan Snapshot
- Plan Sponsor: Fillauer Companies, INC.
- Sponsor EIN: 621474076
- Sponsor Address: P.O. BOX 5189, CHATTANOOGA, TN, 37406
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 157
- Total Assets: $18.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 157 | $18.0M | $197,234 | $725,349 |
| 2022 | 165 | $16.6M | $154,995 | $737,034 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES LLC | Recordkeeper | $36,394 | — | $36,394 |
| REGIONS BANK | Investment Advisor | $35,824 | — | $35,824 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,218
- Estimated Expense Ratio: 0.402% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $72,218 | $35,824 | $5,876 | — | — |
| 2022 | $81,562 | — | — | — | — |