Plan Snapshot
- Plan Sponsor: Ferry International, LLC Dba Tom Ferry
- Sponsor EIN: 813972576
- Sponsor Address: 6 HUTTON CENTRE DR, SUITE 700, SANTA ANA, CA, 92707
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 132
- Total Assets: $6.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 132 | $6.1M | $0 | $0 |
| 2024 | 104 | $5.0M | $242,649 | $614,990 |
| 2023 | 106 | $3.9M | $242,507 | $634,806 |
| 2022 | 125 | $3.1M | $243,662 | $597,953 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY | Investment Advisor | $24,347 | — | $24,347 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $24,347
- Estimated Expense Ratio: 0.397% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $619,219 | $27,470 | — | — | — |
| 2024 | $18,200 | $18,200 | — | — | — |
| 2023 | $40,096 | $16,048 | — | — | — |
| 2022 | $38,818 | $16,405 | $22,413 | — | — |