Plan Snapshot
- Plan Sponsor: Fenner Dunlop Americas, INC.
- Sponsor EIN: 580255700
- Sponsor Address: 200 CORPORATE CENTER DR, SUITE 220, CORAOPOLIS, PA, 15108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 386
- Total Assets: $46.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 386 | $46.0M | $0 | $0 |
| 2024 | 273 | $42.3M | $1.1M | $1.5M |
| 2023 | 250 | $38.1M | $1.1M | $1.5M |
| 2022 | 308 | $35.7M | $1.1M | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $111,213 | — | $111,213 |
| ROCKWOOD WEALTH MANAGEMENT, LLC | Investment Advisor | $11,160 | $2 | $11,162 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $122,375
- Estimated Expense Ratio: 0.266% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $5,438,944 | $11,160 | $111,214 | — | — |
| 2024 | $110,611 | — | $110,611 | — | — |
| 2023 | $111,193 | — | $111,193 | — | — |
| 2022 | $107,299 | — | $107,299 | — | — |