Plan Snapshot
- Plan Sponsor: Federal Warehouse Company
- Sponsor EIN: 370271490
- Sponsor Address: 200 NATIONAL RD, EAST PEORIA, IL, 61611
- Plan Type: 401(k)
- Total Participants: 148
- Total Assets: $9.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 148 | $9.2M | $175,670 | $391,185 |
| 2022 | 189 | $7.4M | $207,010 | $459,450 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $59,232 | — | $59,232 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment Advisor | — | $36,930 | $36,930 |
| CREATIVE PLANNING LLC | Other Service Provider | $7,658 | — | $7,658 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $6,866 | — | $6,866 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,686
- Estimated Expense Ratio: 1.208% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $36,878 | $3,433 | — | — | — |
| 2022 | $26,201 | $100 | $23,100 | — | — |