Plan Snapshot
- Plan Sponsor: Exhale Enterprises, L.L.C.
- Sponsor EIN: 134200868
- Sponsor Address: 1025 MAJESTIC DRIVE, LEXINGTON, KY, 40513
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $0 | $228,045 |
| 2022 | 419 | $4.0M | $0 | $337,595 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROYAL ALLIANCE ASSOCIATES INC | INVESTMENT ADVISOR | $21,240 | — | $21,240 |
| FIRST GREAT-WEST LIFE & ANNUITY | RECORDKEEPER | $15,832 | — | $15,832 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $11,882 | — | $11,882 |
| LBMC PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LBMC PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,954
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $64,287 | $28,117 | — | — | — |
| 2022 | $48,954 | $33,122 | $15,832 | — | — |