Plan Snapshot
- Plan Sponsor: Exemplis LLC
- Sponsor EIN: 330697684
- Sponsor Address: 6415 KATELLA AVENUE, SUITE 200, CYPRESS, CA, 90630
- Plan Type: 401(k)
- Total Participants: 578
- Total Assets: $45.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 578 | $45.6M | $1.6M | $3.7M |
| 2023 | 615 | $38.5M | $1.7M | $3.7M |
| 2022 | 670 | $27.0M | $1.3M | $3.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $20,496 | — | $20,496 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,006 | — | $6,006 |
| WRIGHT FORD YOUNG AND CO | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- WRIGHT FORD YOUNG AND CO — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $26,502
- Estimated Expense Ratio: 0.058% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $26,502 | $20,496 | $1,200 | — | — |
| 2023 | $22,975 | $17,137 | — | — | — |
| 2022 | $16,350 | $13,312 | — | — | — |