Plan Snapshot
- Plan Sponsor: Excelsior Defense, INC.
- Sponsor EIN: 593541210
- Sponsor Address: 2660 5TH AVE N, ST. PETERSBURG, FL, 33713
- Plan Type: DC
- Total Participants: 268
- Total Assets: $1.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 268 | $1.7M | $685,426 | $14,840 |
| 2023 | 299 | $1.8M | $946,994 | $21,375 |
| 2022 | 365 | $1.4M | $460,720 | $59,249 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RETIREMENT SOLUTIONS SPECIALISTS | CONTRACT ADMIN | $25,139 | $829 | $25,968 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $24,781 | — | $24,781 |
| UBS FINANCIAL SVCS INS AGCY | INVESTMENT ADVISOR | $5,084 | — | $5,084 |
| ASSURANCE DIMENSIONS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SVCS INS AGCY — INVESTMENT ADVISOR
- ASSURANCE DIMENSIONS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,833
- Estimated Expense Ratio: 3.369% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,105 | $5,084 | $52,021 | — | — |
| 2023 | $40,014 | $4,592 | $35,422 | — | — |
| 2022 | $18,052 | $2,946 | $15,106 | — | — |