Plan Snapshot
- Plan Sponsor: Excalibur Associates, INC.
- Sponsor EIN: 841348594
- Sponsor Address: 96 CRAIG STREET STE 112-319, ELLIJAY, GA, 30540
- Plan Type: 401(k)
- Total Participants: 208
- Total Assets: $3.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 208 | $3.9M | $628,050 | $225,236 |
| 2023 | 230 | $3.2M | $589,040 | $176,980 |
| 2022 | 238 | $2.7M | $567,111 | $146,773 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RUSHTON, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $20,915 | — | $20,915 | — | — |
| 2023 | $48,059 | — | $32,459 | $15,600 | — |
| 2022 | $14,194 | — | $14,194 | — | — |