Plan Snapshot
- Plan Sponsor: Estes Heating & Air Conditioning, INC.
- Sponsor EIN: 581080369
- Sponsor Address: 3981 TRADEPORT BLVD, ATLANTA, GA, 303543730
- Plan Type: 401(k)
- Total Participants: 170
- Total Assets: $12.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 170 | $12.4M | $221,708 | $622,395 |
| 2023 | 181 | $10.8M | $246,445 | $679,757 |
| 2022 | 167 | $8.5M | $223,194 | $617,367 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Investment Advisor | $10,391 | — | $10,391 |
| PRECISION PLAN ADMINISTRATION, LLC | Recordkeeper | — | $5,517 | $5,517 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,908
- Estimated Expense Ratio: 0.128% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,391 | — | $10,391 | — | — |
| 2023 | $10,194 | — | $10,194 | — | — |
| 2022 | $6,185 | — | $6,185 | — | — |