Plan Snapshot
- Plan Sponsor: Eshares, INC. Dba Carta INC.
- Sponsor EIN: 455639657
- Sponsor Address: 333 BUSH STREET FLOOR 23 STE 2300, SAN FRANCISCO, CA, 94101
- Plan Type: 401(k)
- Total Participants: 1,152
- Total Assets: $129.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,152 | $129.0M | $4.9M | $18.4M |
| 2023 | 1,210 | $100.5M | $5.5M | $19.1M |
| 2022 | 1,599 | $66.7M | $5.3M | $19.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TANNER LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TANNER LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $431,473 | $196,482 | — | — | — |
| 2023 | $322,233 | $132,431 | — | — | — |
| 2022 | $283,384 | $151,031 | $132,353 | — | — |