Plan Snapshot
- Plan Sponsor: Ers Investments, LLC
- Sponsor EIN: 461210293
- Sponsor Address: 4600 WEST GLENDALE AVENUE, GLENDALE, AZ, 85301
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $0 | $448,723 | $834,431 |
| 2023 | 428 | $12.7M | $936,575 | $1.6M |
| 2022 | 391 | $9.2M | $797,402 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WELLS FARGO | Other Service Provider | — | $48,278 | $48,278 |
| MORNINGSTAR INVESTMENT MANAGEMENT | Other Service Provider | $10,256 | — | $10,256 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,534
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $161,132 | — | $161,132 | — | — |
| 2023 | $129,007 | — | $129,007 | — | — |
| 2022 | $103,130 | — | $103,130 | — | — |