Plan Snapshot
- Plan Sponsor: Environmental Systems Research Institute, INC.
- Sponsor EIN: 952775732
- Sponsor Address: P.O. BOX 7661, REDLANDS, CA, 923750661
- Plan Type: 401(k)
- Total Participants: 5,110
- Total Assets: $2.1B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,110 | $2.1B | $47.7M | $68.1M |
| 2023 | 4,996 | $1.9B | $44.3M | $64.1M |
| 2022 | 4,822 | $1.5B | $40.7M | $56.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $329,903 | — | $329,903 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $219,878 | — | $219,878 |
| SAGEVIEW ADVISORY GROUP, LLC | CONSULTANT | $129,371 | — | $129,371 |
| MOSS ADAMS LLP | ACCOUNTANT/AUDITOR | $36,750 | — | $36,750 |
| BAKER TILLY US, LLP | Auditor | $36,750 | — | $36,750 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- SAGEVIEW ADVISORY GROUP, LLC — CONSULTANT
- MOSS ADAMS LLP — ACCOUNTANT/AUDITOR
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $752,652
- Estimated Expense Ratio: 0.035% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $693,948 | $464,866 | $5,400 | $36,750 | — |
| 2023 | $988,342 | $387,887 | $2,700 | $33,600 | — |
| 2022 | $575,470 | $285,910 | — | — | — |