Plan Snapshot
- Plan Sponsor: Engineering Systems INC
- Sponsor EIN: 363541589
- Sponsor Address: 4215 CAMPUS DRIVE, AURORA, IL, 60504
- Plan Type: 401(k)
- Total Participants: 454
- Total Assets: $90.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 454 | $90.0M | $1.9M | $4.6M |
| 2023 | 432 | $83.1M | $1.7M | $3.9M |
| 2022 | 410 | $70.1M | $1.6M | $3.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | CONSULTANT | $11,456 | — | $11,456 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,780 | — | $6,780 |
| MILLER, COOPER & CO., LTD. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- MILLER, COOPER & CO., LTD. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,236
- Estimated Expense Ratio: 0.020% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,498 | $1 | — | — | — |
| 2023 | $31,363 | — | — | — | — |
| 2022 | $5,666 | — | — | — | — |