Plan Snapshot
- Plan Sponsor: Energy Management Collaborative, LLC
- Sponsor EIN: 200029039
- Sponsor Address: 2890 VICKSBURG LANE, PLYMOUTH, MN, 55447
- Plan Type: 401(k)
- Total Participants: 197
- Total Assets: $16.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 197 | $16.4M | $825,411 | $1.7M |
| 2023 | 194 | $12.6M | $807,815 | $1.7M |
| 2022 | 183 | $9.1M | $586,745 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INSURAN | Recordkeeper | $72,063 | — | $72,063 |
| MERRILL LYNCH | Investment Advisor | $44,021 | — | $44,021 |
| TAX SHELTERED COMPENSATION, INC. | Recordkeeper | $5,152 | $93 | $5,245 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA FINANCIAL LIFE INSURAN — Recordkeeper
- MERRILL LYNCH — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $121,329
- Estimated Expense Ratio: 0.741% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $121,082 | — | — | — | — |
| 2023 | $89,393 | — | — | — | — |
| 2022 | $66,778 | — | — | — | $66,778 |