Plan Snapshot
- Plan Sponsor: Encino Surgicenter, A Medical Group
- Sponsor EIN: 954407736
- Sponsor Address: 16633 VENTURA BLVD., SUITE 110, ENCINO, CA, 914361834
- Plan Type: 401(k)
- Plan Number: 003
- Total Participants: 17
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 17 | $6.7M | $98,050 | $36,387 |
| 2023 | 16 | $6.1M | $91,754 | $33,428 |
| 2022 | 15 | $5.7M | $95,532 | $80,981 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $9,691 | — | $9,691 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $9,691
- Estimated Expense Ratio: 0.144% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $50,377 | — | — | — | — |
| 2023 | $91,497 | — | — | — | — |
| 2022 | $273,159 | — | — | — | — |