Plan Snapshot
- Plan Sponsor: Emprise Corporation
- Sponsor EIN: 311257326
- Sponsor Address: 7 LORENZ PARKWAY, LEDYARD, CT, 06339
- Plan Type: 401(k)
- Total Participants: 165
- Total Assets: $13.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 165 | $13.7M | $687,278 | $1.7M |
| 2023 | 167 | $11.5M | $653,473 | $1.6M |
| 2022 | 150 | $7.8M | $544,137 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $40,276 | — | $40,276 |
| EXCEL WEALTH MANAGEMENT, LLC | INVESTMENT/FINANCIAL ADVI | $31,773 | — | $31,773 |
| WHITTLESEY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,049
- Estimated Expense Ratio: 0.525% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,051 | $68,879 | — | — | — |
| 2023 | $59,895 | $23,635 | — | — | — |
| 2022 | $50,624 | — | — | — | — |