Plan Snapshot
- Plan Sponsor: Empire Southwest LLC
- Sponsor EIN: 860894087
- Sponsor Address: 1725 SOUTH COUNTRY CLUB DRIVE, MESA, AZ, 85210
- Plan Type: 401(k)
- Total Participants: 4,178
- Total Assets: $487.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4,178 | $487.3M | $11.8M | $33.5M |
| 2023 | 4,303 | $416.8M | $8.3M | $24.6M |
| 2022 | 2,526 | $254.5M | $6.2M | $17.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | $79,417 | — | $79,417 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $79,417
- Estimated Expense Ratio: 0.016% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $436,281 | — | — | $79,417 | — |
| 2023 | $362,568 | $75,000 | — | $11,650 | — |
| 2022 | $307,719 | $56,250 | — | — | $251,469 |