Plan Snapshot
- Plan Sponsor: Empire Recycling Corporation
- Sponsor EIN: 150300260
- Sponsor Address: PO BOX 353, UTICA, NY, 135030353
- Plan Type: 401(k)
- Total Participants: 156
- Total Assets: $8.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 156 | $8.6M | $337,454 | $549,396 |
| 2023 | 155 | $6.9M | $342,858 | $550,359 |
| 2022 | 166 | $6.6M | $378,932 | $599,479 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FITZGERALD, DEPIETRO & WOJNAS, CPAS | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $5,500 | — | — | — | — |
| 2023 | $5,700 | — | — | — | — |
| 2022 | $3,900 | — | — | — | — |