Plan Snapshot
- Plan Sponsor: Emi Industries LLC
- Sponsor EIN: 593252776
- Sponsor Address: 1316 TECH BLVD, TAMPA, FL, 33619
- Plan Type: 401(k)
- Total Participants: 317
- Total Assets: $17.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 317 | $17.9M | $130,053 | $1.1M |
| 2022 | 294 | $15.7M | $120,473 | $995,298 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | INVESTMENT ADVISOR | $78,838 | — | $78,838 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $25,996 | — | $25,996 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $6,824 | — | $6,824 |
| RIVERO, GORDIMER AND COMPANY, P.A. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RIVERO, GORDIMER AND COMPANY, P.A. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $111,658
- Estimated Expense Ratio: 0.624% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $55,829 | $42,831 | — | — | — |
| 2022 | $56,068 | — | $56,068 | — | — |