Plan Snapshot
- Plan Sponsor: Emergetech INC.
- Sponsor EIN: 815195523
- Sponsor Address: 9055 EAST DEL CAMINO DRIVE, SCOTTSDALE, AZ, 85258
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 198
- Total Assets: $5.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 198 | $5.5M | $0 | $0 |
| 2024 | 139 | $4.4M | $10,740 | $946,528 |
| 2023 | 158 | $3.4M | $167,703 | $1.1M |
| 2022 | 227 | $2.4M | $642,981 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UMB BANK NA | Other Service Provider | — | $16,335 | $16,335 |
| ALERA INVESTMENT ADVISORS | Other Service Provider | — | $7,723 | $7,723 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $24,058
- Estimated Expense Ratio: 0.439% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,061,724 | — | $70,785 | — | — |
| 2024 | $65,247 | — | $65,247 | — | — |
| 2023 | $75,992 | $131 | $68,208 | — | — |
| 2022 | $33,843 | $33,843 | — | — | — |