Plan Snapshot
- Plan Sponsor: Emcor Securities, INC.
- Sponsor EIN: 133419711
- Sponsor Address: 21 CROSSTOWN RD., BOX 646, WEST DOVER, VT, 053560646
- Plan Type: 401(k)
- Total Participants: 4
- Total Assets: $10.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4 | $10.3M | $50,000 | $65,000 |
| 2023 | 4 | $10.1M | $1,500 | $64,500 |
| 2022 | 4 | $9.7M | $50,000 | $60,500 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROEHL & YI INVESTMENT ADVISORS | Investment Advisor | $9,841 | — | $9,841 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $9,841
- Estimated Expense Ratio: 0.096% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,215 | — | $27,215 | — | — |
| 2023 | $22,098 | — | $22,098 | — | — |
| 2022 | $20,601 | — | $20,601 | — | — |