Plan Snapshot
- Plan Sponsor: Eki Environment & Water, INC.
- Sponsor EIN: 943087395
- Sponsor Address: SUITE 300, DALY CITY, CA, 94014
- Plan Type: 401(k)
- Total Participants: 130
- Total Assets: $31.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 130 | $31.9M | $500,000 | $1.8M |
| 2023 | 119 | $26.9M | $420,000 | $1.6M |
| 2022 | 125 | $20.4M | $310,000 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH INC | INVESTMENT ADVISOR | $24,000 | — | $24,000 |
| CAPITAL GROUP RETIREMENT PLAN SERVI | RECORDKEEPER | $15,553 | — | $15,553 |
| CALIFORNIA RETIREMENT PLANS INC | CONTRACT ADMINISTRATOR | $10,402 | — | $10,402 |
| EKI ENVIRONMENT & WATER, INC. | EMPLOYER | $8,540 | — | $8,540 |
| WITHUM, SMITH AND BROWN, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUM, SMITH AND BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,495
- Estimated Expense Ratio: 0.183% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,042 | — | $41,691 | — | — |
| 2023 | $46,104 | — | $36,369 | — | — |
| 2022 | — | — | — | — | — |