Plan Snapshot
- Plan Sponsor: Ecm Industries, LLC
- Sponsor EIN: 830845689
- Sponsor Address: 16250 W WOODS EDGE RD, NEW BERLIN, WI, 53151
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 381
- Total Assets: $48.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2022 | 381 | $48.0M | $1.0M | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $69,893 | — | $69,893 |
| LOCKTON INVESTMENT ADVISORS, LLC | Investment Advisor | $27,224 | $10 | $27,234 |
| ECM INDUSTRIES, LLC | Other Service Provider | $22,000 | — | $22,000 |
| CREATIVE PLANNING, INC. | Investment Advisor | $21,170 | $10 | $21,180 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LOCKTON INVESTMENT ADVISORS, LLC — Investment Advisor
- CREATIVE PLANNING, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $140,307
- Estimated Expense Ratio: 0.293% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2022 | $140,297 | $48,404 | $69,893 | — | $22,000 |