Plan Snapshot
- Plan Sponsor: Eastern Surfaces, INC.
- Sponsor EIN: 300390435
- Sponsor Address: 601 SOUTH 10TH STREET, ALLENTOWN, PA, 18103
- Plan Type: 401(k)
- Total Participants: 119
- Total Assets: $3.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 119 | $3.8M | $157,932 | $272,066 |
| 2023 | 126 | $3.2M | $161,385 | $277,320 |
| 2022 | 135 | $2.9M | $146,467 | $230,008 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | Recordkeeper | $9,152 | — | $9,152 |
| ETHOS FINANCIAL GROUP/ALEXANDER H N | Other Service Provider | $6,133 | — | $6,133 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LINCOLN NATIONAL CORPORATION — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,285
- Estimated Expense Ratio: 0.397% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $26,022 | — | $26,022 | — | — |
| 2023 | $21,278 | — | $21,278 | — | — |
| 2022 | $20,575 | $20,575 | — | — | — |