Plan Snapshot
- Plan Sponsor: Eastern Shawnee Tribe
- Sponsor EIN: 731024490
- Sponsor Address: 10080 S. BLUEJACKET RD., WYANDOTTE, OK, 74370
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 837
- Total Assets: $10.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 837 | $10.7M | $0 | $0 |
| 2024 | 725 | $8.5M | $570,439 | $853,196 |
| 2023 | 682 | $7.0M | $469,958 | $714,585 |
| 2022 | 703 | $5.7M | $408,418 | $616,750 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | Recordkeeper | $99,891 | — | $99,891 |
| RELATION WEALTH MANAGEMENT INC | Investment Advisor | $42,331 | — | $42,331 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $142,222
- Estimated Expense Ratio: 1.325% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,146,620 | $42,331 | — | — | — |
| 2024 | $71,945 | — | — | — | — |
| 2023 | $54,275 | — | — | — | — |
| 2022 | $47,302 | — | — | — | — |