Plan Snapshot
- Plan Sponsor: Easter Seals Alabama, INC.
- Sponsor EIN: 630320188
- Sponsor Address: 5960 E. SHIRLEY LANE, MONTGOMERY, AL, 36117
- Plan Type: DB
- Total Participants: 15
- Total Assets: $16.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 15 | $16.4M | $545,999 | $0 |
| 2023 | 14 | $16.7M | $431,430 | $0 |
| 2022 | 20 | $16.7M | $300,000 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $67,145 | — | $67,145 |
| RAYMOND JAMES FINANCIAL | Investment Advisor | $33,504 | — | $33,504 |
| CRI | Other Service Provider | $24,660 | — | $24,660 |
| MARTIN MARTIN RANDALL & ASSOC, INC. | Actuary | $23,130 | — | $23,130 |
| PRINCIPAL GLOBAL INVESTORS, LLC | Investment Advisor | $11,201 | — | $11,201 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES FINANCIAL — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $159,640
- Estimated Expense Ratio: 0.972% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $430,368 | $44,705 | $83,525 | $31,410 | — |
| 2023 | $435,488 | $44,616 | $85,426 | $36,150 | — |
| 2022 | $403,922 | $38,897 | $79,475 | — | $38,590 |