Plan Snapshot
- Plan Sponsor: Easter Seal Rehabilitation Center Of Greater Waterbury, INC.
- Sponsor EIN: 060737391
- Sponsor Address: 22 TOMPKINS STREET, WATERBURY, CT, 06708
- Plan Type: 401(k)
- Plan Number: 003
- Total Participants: 271
- Total Assets: $9.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 271 | $9.8M | $0 | $0 |
| 2024 | 185 | $9.4M | $295,781 | $327,213 |
| 2023 | 141 | $8.8M | $285,270 | $289,781 |
| 2022 | 125 | $7.8M | $278,383 | $274,849 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARON & BLETZER | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,655,077 | — | — | — | — |
| 2024 | $12,284 | — | — | — | — |
| 2023 | $2,900 | — | — | — | — |
| 2022 | $2,200 | $2,200 | — | — | — |