Plan Snapshot
- Plan Sponsor: Earth Sun Moon Trading Company
- Sponsor EIN: 232923538
- Sponsor Address: 111 NORTH CENTER STREET, GROVE CITY, PA, 161271641
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 172 | $10.0M | $107,445 | $267,952 |
| 2023 | 177 | $10.5M | $215,334 | $307,587 |
| 2022 | 188 | $9.9M | $280,785 | $381,445 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES | Investment Advisor | $14,418 | — | $14,418 |
| BAKER TILLY VANTAGEN, LLC | Recordkeeper | $7,179 | — | $7,179 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA INVESTMENT SERVICES — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,597
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $10,939,408 | $5,134 | $24,951 | — | — |
| 2024 | $26,172 | $14,418 | $11,754 | — | — |
| 2023 | $23,693 | $14,421 | $9,272 | — | — |
| 2022 | $26,740 | — | $4,240 | — | $22,500 |