Plan Snapshot
- Plan Sponsor: E.S. Wagner Company
- Sponsor EIN: 340907180
- Sponsor Address: 840 PATCHEN ROAD, OREGON, OH, 43616
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 294
- Total Assets: $26.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 294 | $26.9M | $0 | $0 |
| 2024 | 223 | $23.7M | $482,098 | $1.1M |
| 2023 | 240 | $19.7M | $406,260 | $951,786 |
| 2022 | 185 | $17.7M | $402,586 | $965,858 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC | Other Service Provider | $44,883 | — | $44,883 |
| SCHWAB RETIREMENT PLAN SERVICES,INC | Other Service Provider | $29,952 | — | $29,952 |
| WILLIAM VAUGHAN COMPANY | Other Service Provider | $15,000 | — | $15,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $89,835
- Estimated Expense Ratio: 0.335% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,019,467 | $44,883 | — | — | — |
| 2024 | $68,173 | $28,381 | $5,000 | $9,585 | — |
| 2023 | $66,439 | $32,530 | $13,890 | — | — |
| 2022 | $78,412 | $8,473 | $65,134 | — | $4,730 |