Plan Snapshot
- Plan Sponsor: E&S Ring Management Corporation
- Sponsor EIN: 953977687
- Sponsor Address: 11050 SANTA MONICA BLVD, W LOS ANGELES, CA, 90025
- Plan Type: 401(k)
- Total Participants: 263
- Total Assets: $17.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 263 | $17.8M | $321,068 | $907,262 |
| 2023 | 218 | $16.3M | $272,656 | $780,853 |
| 2022 | 223 | $13.6M | $242,384 | $745,830 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC | ADVISOR | $40,169 | — | $40,169 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $33,799 | — | $33,799 |
| JLK ROSENBERGER, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NFP RETIREMENT INC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- JLK ROSENBERGER, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $73,968
- Estimated Expense Ratio: 0.417% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $73,968 | $40,169 | — | — | — |
| 2023 | $69,985 | $35,123 | — | — | — |
| 2022 | $75,451 | — | — | — | — |