Plan Snapshot
- Plan Sponsor: Dyer Garofalo Mann & Schultz, Lpa
- Sponsor EIN: 316039364
- Sponsor Address: 131 NORTH LUDLOW STREET, SUITE 1400, DAYTON, OH, 45402
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 115
- Total Assets: $17.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 115 | $17.0M | $0 | $0 |
| 2024 | 127 | $14.9M | $272,160 | $367,984 |
| 2023 | 132 | $12.8M | $264,794 | $333,283 |
| 2022 | 73 | $12.5M | $254,670 | $278,098 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES | Investment Advisor | $71,409 | — | $71,409 |
| ASCENSUS LLC | Recordkeeper | $19,982 | $748 | $20,730 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $92,139
- Estimated Expense Ratio: 0.542% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $629,947 | $83,891 | $3,780 | — | — |
| 2024 | $81,416 | $80,816 | $600 | — | — |
| 2023 | $73,078 | $72,328 | — | — | — |
| 2022 | $83,559 | $81,069 | $1,140 | — | — |