Plan Snapshot
- Plan Sponsor: Dworken And Bernstein Co., Lpa
- Sponsor EIN: 341082604
- Sponsor Address: 60 S PARK PLACE, PAINESVILLE, OH, 44077
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 78
- Total Assets: $22.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 78 | $22.1M | $0 | $0 |
| 2024 | 49 | $21.2M | $329,175 | $486,578 |
| 2023 | 49 | $18.7M | $333,057 | $522,186 |
| 2022 | 51 | $21.9M | $345,171 | $516,806 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WEALTHSPIRE RETIREMENT INC. | Investment Advisor | $19,215 | — | $19,215 |
| PRIME CAPITAL INVESTMENT ADVISORS | Investment Advisor | $9,607 | — | $9,607 |
| OMEGA PENSIONS INC | Other Service Provider | $4,000 | $5,000 | $9,000 |
| GREAT-WEST LIFE AND ANNUITY COMPANY | Recordkeeper | $8,740 | — | $8,740 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,562
- Estimated Expense Ratio: 0.210% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,925,313 | — | — | — | — |
| 2024 | $745,615 | — | — | — | — |
| 2023 | $6,947,649 | — | — | — | — |
| 2022 | $1,859,888 | — | — | — | — |