Plan Snapshot
- Plan Sponsor: Dvf Studio, LLC
- Sponsor EIN: 133845494
- Sponsor Address: 440 WEST 14TH STREET, NEW YORK, NY, 10014
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 117
- Total Assets: $7.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 117 | $7.4M | $0 | $0 |
| 2024 | 22 | $6.7M | $0 | $166,037 |
| 2023 | 17 | $5.9M | $0 | $137,521 |
| 2022 | 17 | $5.8M | $6,079 | $93,130 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS | Investment Advisor | $22,548 | — | $22,548 |
| FIDELITY INV INSTITUTIONAL OPER CO | Recordkeeper | $17,697 | — | $17,697 |
| CARON & BLETZER, PLLC | Auditor | $12,300 | — | $12,300 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $52,545
- Estimated Expense Ratio: 0.714% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $763,609 | $22,548 | — | $12,300 | — |
| 2024 | $57,125 | $19,760 | — | $11,700 | — |
| 2023 | $29,188 | $16,751 | — | — | — |
| 2022 | $43,218 | — | — | — | — |