Plan Snapshot
- Plan Sponsor: Dvf Studio, LLC
- Sponsor EIN: 133845494
- Sponsor Address: 440 WEST 14TH STREET, NEW YORK, NY, 10014
- Plan Type: 401(k)
- Total Participants: 22
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 22 | $6.7M | $0 | $166,037 |
| 2023 | 17 | $5.9M | $0 | $137,521 |
| 2022 | 17 | $5.8M | $6,079 | $93,130 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INV INSTITUTIONAL OPER CO | RECORDKEEPER | $19,645 | — | $19,645 |
| AURORA PRIVATE WEALTH INC | ADVISOR | $13,269 | — | $13,269 |
| CARON & BLETZER, PLLC | PLAN ADMINISTRATOR | $11,700 | — | $11,700 |
| ALERA INVESTMENT ADVISORS, LLC | ADVISOR | $6,491 | — | $6,491 |
| RETIREMENT PLAN SOLUTIONS | THIRD PARTY ADMINISTRATO | $6,020 | — | $6,020 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INV INSTITUTIONAL OPER CO — RECORDKEEPER
- CARON & BLETZER, PLLC — PLAN ADMINISTRATOR
- ALERA INVESTMENT ADVISORS, LLC — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $57,125
- Estimated Expense Ratio: 0.857% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,125 | $19,760 | — | $11,700 | — |
| 2023 | $29,188 | $16,751 | — | — | — |
| 2022 | $43,218 | — | — | — | — |