Plan Snapshot
- Plan Sponsor: Dutch Ophthalmic Usa, INC.
- Sponsor EIN: 020437561
- Sponsor Address: 10 CONTINENTAL DRIVE, EXETER, NH, 03833
- Plan Type: 401(k)
- Total Participants: 92
- Total Assets: $6.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 92 | $6.7M | $322,749 | $601,216 |
| 2023 | 123 | $5.2M | $270,884 | $480,638 |
| 2022 | 108 | $3.8M | $222,242 | $409,038 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS COMPANY | Recordkeeper | $34,052 | — | $34,052 |
| CAMBRIDGE INVESTMENT RESEARCH INC | Investment Advisor | — | $14,442 | $14,442 |
| COMPASS RETIREMENT CONSULTING GROUP | Other Service Provider | $1,875 | $5,775 | $7,650 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $56,144
- Estimated Expense Ratio: 0.840% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,252 | — | $35,252 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |